Broker Check

Our Process

Investment Process

Before going into the investment process we would like you to be clear on the goal and the mission of the L. C. Warren Group.

Firm Goal – Know Our Customer. We cannot express the satisfaction we get when clients thank us for saving them from a future headache or send us a nice card because we were proactive in addressing their needs. We are able to think about our client’s overall needs because we spend the time upfront to get to know them.

Firm Mission – Provide sound financial advice to anyone serious about their retirement, estate and financial planning needs. Give business owners the tools they need to provide their families and employees with the retirement options they deserve. Be the gold standard for financial advice and service to the individual and business community.

The process will always start with “Know Our Customer.”

  1. Know our customer.
  2. Design a financial strategy to fit the needs of the client.
  3. Present strategy to clients.
  4. Assess client’s comfort with presented strategy and make adjustments as necessary.
  5. Implement agreed upon strategy.
  6. Continuously review and monitor.